SEC Transparency Rule Briefing | Short Sale Reform | Project Ion | Robot Godzilla | Rule 10C-1 from gamestop stock short Watch Video
Preview(s): Play Video: (Note: The default playback of the video is HD VERSION. If your browser is buffering the video slowly, please play the REGULAR MP4 VERSION or Open The Video below for better experience. Thank you!)
Your browser does not support playing the video.Please download the video!
Description: SEC Transparency 2022 - Overview of market transparency rule proposals by the SEC including: Amendments to Form PF; Prohibition Against Fraud, Manipulation and Deception in Connection with Security-Based Swaps; Short Sale Disclosure Reforms, Proposed rules on Loan or Borrowing of Securities; Amendments to the Securities Transaction Settlement Cycle aka T+1, T+0 aka Project Ion or Robot Godzilla; Updates to Rules Related to Private Fund Advisers, and finally, Cybersecurity Risk Governance.The S